by commune | Jan 21, 2018 | Other News
KYL shareholders recently prevailed on a Petition to Vacate a sizable Arbitration Award rendered by a FINRA Panel. After the Award was issued, KYL was engaged to file the successful Petition. The Court granted the Petition because (1) the Chair failed to make required...
by commune | Dec 1, 2016 | Other News
Courts rarely impose sanctions against government agencies. However, a federal judge recently imposed over $10,000 in sanctions against the Securities and Exchange Commission (“SEC”) under FRCP Rule 45 because (1) he found an SEC subpoena “blatantly overbroad,” and...
by commune | Sep 28, 2016 | KYL Technology News, Other News, Privacy & Data Security
Today kicks off the 45-day public comment period for New York’s proposed Cybersecurity Requirements for Financial Services Companies (23 NYCRR 500). The proposed regulation was published in its official form in the New York Register this morning with little...
by commune | Mar 3, 2016 | Other News
Compliance professionals have come under increasing scrutiny from regulators in recent years. Some in the public feel that compliance officers must be held to the standard of being the first and best line of defense in consumer protection. Others feel that...
by commune | Jul 13, 2015 | Other News
Keesal, Young & Logan is proud to report that 33 of the firm’s lawyers are currently listed as Super Lawyers or Super Lawyers Rising Stars. The Super Lawyers designations show the breadth and depth of the firm’s practice, listing multiple KYL attorneys in...
