by Justin Hectus | Dec 18, 2018 | Homepage News, Securities
In a recent AAA Arbitration, KYL obtained a complete defense award related to a former mortgage specialist’s claims for disability discrimination, failure to accommodate, failure to engage in the interactive process, retaliation, and wrongful termination. The former...
by Justin Hectus | Nov 16, 2018 | Securities
Keesal, Young & Logan attorneys Peter Boutin and Chris Stecher, in collaboration with Texas counsel, recently obtained the dismissal of a Securities Act of 1933 class action pending in Texas state court. The dismissal is one of the first dismissals of a ’33 Act...
by commune | Jan 21, 2018 | Other News
KYL attorneys Peter Boutin, Neal Robb and Chris Stecher recently prevailed on a Petition to Vacate a sizable Arbitration Award rendered by a FINRA Panel. After the Award was issued, KYL was engaged to file the successful Petition. The Court granted the Petition...
by commune | Dec 1, 2016 | Other News
Courts rarely impose sanctions against government agencies. However, a federal judge recently imposed over $10,000 in sanctions against the Securities and Exchange Commission (“SEC”) under FRCP Rule 45 because (1) he found an SEC subpoena “blatantly overbroad,” and...
by commune | Sep 28, 2016 | KYL Technology News, Other News, Privacy & Data Security
Today kicks off the 45-day public comment period for New York’s proposed Cybersecurity Requirements for Financial Services Companies (23 NYCRR 500). The proposed regulation was published in its official form in the New York Register this morning with little...