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Beware of Phishing Email from “FINRA-ONLINE.COM” Domain

Beware of Phishing Email from “FINRA-ONLINE.COM” Domain

by Stacey Garrett | Mar 16, 2021 | Homepage News, Privacy & Data Security, Securities, Securities Alerts

All member firms should be aware of an ongoing phishing campaign that involves fraudulent emails purporting to be from “FINRA Membership” and using the email address “supports@finra-online.com.” The email asks recipients to respond to an issue of “regulatory...
Upcoming CLE Webinar 8/13:  Capital Market Uncertainty in the Time of COVID-19 and the Potential Legal and Regulatory Impact

Upcoming CLE Webinar 8/13: Capital Market Uncertainty in the Time of COVID-19 and the Potential Legal and Regulatory Impact

by Esther Cho | Aug 10, 2020 | General Articles, Homepage News, Securities

The first half of 2020 has been a very challenging time for the capital markets. With a global pandemic arising � the likes of which have not been seen in more than 100 years � U.S. economic activity has largely collapsed, and unemployment has risen to levels not seen...
Recent result: KYL Obtains Dismissal on Behalf of a Financial Services Client

Recent result: KYL Obtains Dismissal on Behalf of a Financial Services Client

by Marjorie Hall | Jan 2, 2020 | Homepage News, Securities

In a recent FINRA Arbitration, KYL obtained a complete defense award related to an investor’s accounts with a major financial services client. The claimant had brought claims for fraud, negligent misrepresentation, churning, breach of fiduciary duty, negligent...
Recent result: KYL Obtains Dismissal on Behalf of a Financial Services Client

Recent result: KYL Obtains “Zero” Award on Behalf of a Financial Services Client

by Marjorie Hall | Dec 6, 2019 | Homepage News, Securities

In a recent FINRA Arbitration, KYL obtained a complete defense award related to an investor’s accounts with a major financial services client. The claimant had brought claims for breach of fiduciary duty, negligent supervision, elder abuse and violation of the...
Recent Result: KYL Obtains Prehearing Dismissal of $113 Million Arbitration Claim With Prejudice

Recent Result: KYL Obtains Prehearing Dismissal of $113 Million Arbitration Claim With Prejudice

by Marjorie Hall | Aug 26, 2019 | Homepage News, Securities

On behalf of a broker-dealer, bank, Chief Compliance Officer and Financial Advisor, KYL attorneys Ryan Lean and Bryce Cullinane recently obtained the prehearing dismissal of a $113 million FINRA arbitration claim in its entirety, with prejudice.  The claimants, a real...
KYL Wins Dismissal of California False Claims Act Lawsuit

KYL Wins Dismissal of California False Claims Act Lawsuit

by Marjorie Hall | Jul 3, 2019 | Homepage News, Securities

The plaintiffs, private individuals suing on behalf of the State of California, alleged that multiple municipal bond underwriters defrauded the state by falsely representing that they would underwrite the state’s bonds and obtain the “best price” and “lowest yield” on...
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This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

You should not act upon this information without seeking professional counsel.

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