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KYL’s Peter Boutin Elected President of the Federal Bar Association’s Northern District of California Chapter

by commune | Jan 2, 2017 | Other News

Peter Boutin of Keesal, Young & Logan’s San Francisco office has been elected President of the Federal Bar Association’s Northern District of California Chapter for the 2017 term. Other officers elected include Michelle Roberts Bartolic as...

Securities Alert: SEC Case is Rare Example of Sanctions Against Federal Agency

by commune | Dec 1, 2016 | Other News

Courts rarely impose sanctions against government agencies. However, a federal judge recently imposed over $10,000 in sanctions against the Securities and Exchange Commission (“SEC”) under FRCP Rule 45 because (1) he found an SEC subpoena “blatantly overbroad,” and...

Securities Alert: Ten Tips for Winning a FINRA Disciplinary Case Against Executives, Branch Managers and Supervisors

by commune | Sep 23, 2016 | Other News

Executives, Branch Managers and other Supervisors have faced increasing regulatory scrutiny in recent years and are frequently the subject of disciplinary proceedings brought by FINRA.  Once a disciplinary charge is filed, FINRA Enforcement or Market Regulation often...

Two Lawyers from Keesal, Young & Logan Receive “Lawyer of the Year” Award and 14 are Included in the 23rd Edition of The Best Lawyers in America©

by commune | Aug 15, 2016 | Other News

LONG BEACH, CA – August 15, 2016 – Two lawyers from the Keesal, Young & Logan (KYL) Long Beach office have received “Lawyer of the Year” awards as listed in the 23rd Edition of The Best Lawyers in America©, which was released today.  The two lawyers are Albert E....

Securities Alert: Vacating Arbitration Awards – Arbitrator Deference Under Attack?

by commune | Apr 12, 2016 | Other News

Parties often favor arbitration over litigation due to its perceived economic efficiencies and finality.  In terms of finality, the Federal and California Arbitration Acts authorize courts to review arbitration awards in only narrow circumstances.  Most often, awards...
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KYL News Archive

This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

You should not act upon this information without seeking professional counsel.

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News & Alerts

Keesal, Young & Logan Secures Dismissal of Three Northstar Investor Cases Under FINRA’s Eligibility Rule

Representing two separate securities broker-dealers, KYL shareholders have been defending claims brought by public investors stemming from their investments in products issued by Northstar Financial Services (Bermuda) Ltd (“Northstar”). In 2018, Northstar was...

EEOC Issues Updated COVID-19 Guidance

Today, the Equal Employment Opportunity Commission (EEOC) issued long-awaited guidance regarding the extent to which employers may provide incentives to employees to receive the COVID-19 vaccine. Before today’s guidance was issued, industry groups had asked the EEOC...

Cal OSHA Proposes Amendments to Emergency Temporary Standards

On Friday, May 29, 2021, California’s Division of Occupational Safety and Health (Cal OSHA) announced that on June 3, 2021 it will vote on proposed amendments to the Emergency Temporary Standards, which govern the reopening of offices in the state. The proposed rule...

California Supplements COVID Paid Sick Leave Law

On March 19, 2021, Governor Newsom signed SB 95, which will place additional requirements on employers to provide supplemental paid sick leave to employees impacted by COVID-19. The new law goes into effect on March 29, 2021 and is set to expire on September 30, 2021....

Beware of Phishing Email from “FINRA-ONLINE.COM” Domain

All member firms should be aware of an ongoing phishing campaign that involves fraudulent emails purporting to be from “FINRA Membership” and using the email address “supports@finra-online.com.” The email asks recipients to respond to an issue of “regulatory...

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