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Securities Alert:  FINRA Seeks to Add New Procedural Barriers to Expungement Proceedings

Securities Alert: FINRA Seeks to Add New Procedural Barriers to Expungement Proceedings

by Connor Trafton | Oct 12, 2020 | Homepage News, Securities Alerts

FINRA recently submitted to the SEC proposed changes to its expungement rules that would significantly limit a broker’s ability to remove disclosures from their Central Registration Depository (CRD) record. These changes, contained in a 557-page document filed on...
California Jury Finds Honeywell Not Liable in Asbestos Trial Run Entirely Via Zoom

California Jury Finds Honeywell Not Liable in Asbestos Trial Run Entirely Via Zoom

by Connor Trafton | Sep 22, 2020 | General Articles, Homepage News

At the end of a trial conducted entirely via Zoom videoconferencing, a jury found that asbestos in brakes manufactured by Honeywell and other defendants was not responsible for a former janitor’s mesothelioma. Ricardo Ocampo and his wife, Elvia, alleged that he was...
Employment Alert: Buying Peace? PAGA Plaintiffs Maintain Standing Even After Settling Individual Claims

Employment Alert: Buying Peace? PAGA Plaintiffs Maintain Standing Even After Settling Individual Claims

by Christopher Stecher and Connor Trafton | Mar 16, 2020 | Employment Alerts, Homepage News

This morning the California Supreme Court issued its opinion in Kim v. Reins Int’l. California Inc., holding that employees do not lose standing to pursue Private Attorneys General Act (PAGA) claims even if they previously settled and dismissed their individual claims...

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This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

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