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Securities Alert: New FINRA Rules Create Protocols for Handling Suspected Financial Exploitation of Customers

Securities Alert: New FINRA Rules Create Protocols for Handling Suspected Financial Exploitation of Customers

by commune | Feb 5, 2018 | Other News, Securities

As the average age of Americans increases, regulators and legislators continue to focus on laws designed to protect senior investors.  Two recent changes to revised FINRA Rule 4512 and new Rule 2165 give member firms tools to protect seniors and other vulnerable...

Recent Result: Victory for the Respondent on a $493 Million Claim in a 37-day AAA Securities Arbitration. In Addition, Respondent Recovered $2 Million from Claimants

by commune | Jan 25, 2018 | Other News

Keesal, Young & Logan shareholders Terry Ross, Michele Underwood and Stacey Garrett obtained a defense award in a 37-day securities arbitration conducted before the American Arbitration Association in which the claimants sought $293 million in compensatory damages...
Maritime Alert: New U.S. Ninth Circuit Decision Allows Punitive Damages for Unseaworthiness

Maritime Alert: New U.S. Ninth Circuit Decision Allows Punitive Damages for Unseaworthiness

by commune | Jan 24, 2018 | Maritime Alerts, Other News

New Ninth Circuit Court of Appeals Decision Allows Punitive Damages for Seamen’s Unseaworthiness Claims in Personal Injury Actions In Batterton v. Dutra Group, the United States Court of Appeals for the Ninth Circuit held that punitive damages are available to injured...

Recent Result: KYL prevails on Petition to Vacate Arbitration Award

by commune | Jan 21, 2018 | Other News

KYL shareholders recently prevailed on a Petition to Vacate a sizable Arbitration Award rendered by a FINRA Panel. After the Award was issued, KYL was engaged to file the successful Petition. The Court granted the Petition because (1) the Chair failed to make required...

ILTA Peer-to-Peer: Cyber Certifications and Future-Proofing for the eDiscovery Professional

by commune | Jan 21, 2018 | KYL Technology News, Other News, Privacy & Data Security

The International Legal Technology Association (ILTA) published an article by KYL eDiscovery Project Manager covering the value of cyber certifications for eDiscovery professionals and their firms. This article was first published in ILTA’s Winter 2017 issue of...
LegalCIO Forum Selects KYL CIO/CISO as Chair for Third Year

LegalCIO Forum Selects KYL CIO/CISO as Chair for Third Year

by commune | Jan 18, 2018 | KYL Technology News, Other News, Privacy & Data Security

Keesal, Young & Logan’s Chief Information Officer and Chief Information Security Officer, Justin Hectus, was chosen by ALM to co-chair Legal Week’s LegalCIO conference (January 31 – February 1, 2018) for the third year in a row.  The forum, which is being...
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This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

You should not act upon this information without seeking professional counsel.

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News & Alerts

Diversity in Legal Series Spotlights KYL’s Natalie Lagunas

Please meet Natalie Lagunas, an attorney at Keesal, Young & Logan, where she practices civil #litigation in #California in the securities, employment, maritime, and mortgage banking industries, and also serves on the firm’s Diversity and Inclusion Committee....

Securities Alert: FINRA Seeks to Add New Procedural Barriers to Expungement Proceedings

FINRA recently submitted to the SEC proposed changes to its expungement rules that would significantly limit a broker’s ability to remove disclosures from their Central Registration Depository (CRD) record. These changes, contained in a 557-page document filed on...

California Jury Finds Honeywell Not Liable in Asbestos Trial Run Entirely Via Zoom

At the end of a trial conducted entirely via Zoom videoconferencing, a jury found that asbestos in brakes manufactured by Honeywell and other defendants was not responsible for a former janitor’s mesothelioma. Ricardo Ocampo and his wife, Elvia, alleged that he was...

100 Leading Law Firms Announced as Mansfield Rule Certified for 3.0 Version

— New Midsize Version Also Launched with 20+ Firms Joining the Pilot — SAN FRANCISCO (September 15, 2020) — Diversity Lab announced today that 100 leading law firms (listed below) have achieved Mansfield Certification after completing the twelve-month program. Read...

Tech Spinoffs One Way Law Firms Can ‘Flip the Script’ on Disruption

In this Q&A for its Breaking Tradition series, Law.com catches up with Justin Hectus, CIO and CISO at Keesal, Young & Logan and CIO at its spinoff tech company KP Labs.  Hectus explains why the firm separated KP Labs' distinct company, and the positives and...

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