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Brokerage firm successfully obtained order for the appointment of a Public Guardian to protect a 91-year-old vulnerable investor and his three accounts.

by commune | May 15, 2018 | Other News, Securities

Keesal, Young & Logan attorneys Steve Young and Kate Handy recently assisted a major broker-dealer in obtaining a conservatorship over three valuable accounts of a 91-year-old customer who had been diagnosed with Alzheimer’s Dementia.  The broker-dealer’s internal...

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This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan.

You should not act upon this information without seeking professional counsel.

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News & Alerts

FINRA’s 2025 Regulatory Oversight Report – Key Enforcement Insights from Annual SIFMA NYC Panel Event

On February 4, 2025, a KYL shareholder attended SIFMA’s forum on FINRA’s 2025 regulatory programs, including enforcement priorities, in New York. The session focused upon FINRA’s 2025 Regulatory Oversight Report (released January 28, 2025), which highlights...

Skip and Beth Keesal selected as Grand Marshals for the 37th Annual Dr. Martin Luther King Jr. Parade

The annual Martin Luther King, Jr. Parade and Celebration is a longstanding tradition that celebrates the diverse community of Central Long Beach. This festival serves to honor and keep alive the ideals of Dr. King through arts, remembrance and meaningful...

Section 998: The high-stakes settlement strategy you need to know

Keesal, Young & Logan attorneys Peter R. Boutin and Christopher A. Stecher and law clerk Tara Leuenberger recently published an article in the Los Angeles & San Francisco Daily Journal. Below is the article, which addresses the intricacies of offers of...

Ready or Not, Here They Come…With Subpoenas in Hand: Senate Bill 940’s Impact on Arbitration Discovery

     On September 29, 2024, Governor Newsom signed SB 940, which will go into effect on January 1, 2025. SB 940, which amends multiple sections of the Civil Code, the Code of Civil Procedure, and the Business & Professions Code, will have a major procedural impact...

Skip and Beth Keesal awarded Keys to the City of Long Beach

On July 16, 2024, Skip and Beth received the keys to the City of Long Beach from Mayor Rex Richardson. The Keys to the City are an important way for us to recognize the extraordinary people who represent the best of Long Beach, whether it be through philanthropy,...

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