Securities

Keesal, Young & Logan represents firms and individuals in securities arbitration, litigation, and regulatory matters. For almost 50 years, we have tried and arbitrated thousands of cases for major brokerage firms, investment banks, regional firms, discount brokerages, investment management firms and bank-owned brokerage firms. No firm in the country has tried and arbitrated as many securities disputes during the last four decades.

Keesal, Young & Logan also frequently represents senior executives, brokers, and other registered personnel when they require individual representation. The cases range from multi-district class actions, SEC and SRO investigations and enforcement actions, collection matters, and employment litigation, to a wide variety of customer disputes. Keesal, Young & Logan also represents issuers and corporate executives in securities matters relating to public offerings, regulatory investigations, contractual disputes, private placements, and shareholder litigation.

Keesal, Young & Logan has extensive experience in handling SEC and other securities enforcement investigations.

The firm’s attorneys appear in federal and state courts, SRO arbitration forums, administrative hearings, and federal and state agencies across the United States.

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