Lawdragon Lawyer Limelight: John Giffin

The following interview was reprinted with permission from The “Law of the Sea” as a concept generally only comes across our bow when it has to do with international boundaries, fishing and mineral rights, and, well, maybe on International Talk like a...

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Securities Alert: Two New Rules Take Effect Immediately

Two significant new rules affecting securities firms take effect immediately.  First, as of Friday May 11, 2018, FinCEN’s Customer Due Diligence Requirements for Financial Institutions (“CDD Rule”) requires FINRA members to identify and verify the beneficial owners of...

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Recent Result: $12 million FINRA Arbitration Claim Dismissed

Keesal, Young & Logan shareholders Terry Ross, Stacey Garrett and associate Ashley Impellitteri obtained an order dismissing a $12 million FINRA claim because it was ineligible for arbitration.  After an all-day hearing, the San Diego-based arbitrators determined...

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LegalCIO Forum Selects KYL CIO/CISO as Chair for Third Year

Keesal, Young & Logan’s Chief Information Officer and Chief Information Security Officer, Justin Hectus, was chosen by ALM to co-chair Legal Week’s LegalCIO conference (January 31 - February 1, 2018) for the third year in a row.  The forum, which is being held in...

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KYL News Archive

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