All member firms should be aware of an ongoing phishing campaign that involves fraudulent emails purporting to be from “FINRA Membership” and using the email address “” The email asks recipients to respond to an issue of “regulatory non-compliance for which your immediate response is required,” and then asks recipients to click on a link or document. FINRA’s Regulatory Notice 21-08 (March 4, 2021) (available here) provides more information about the phishing scam, including:

  • The email is fraudulent.
  • The domain name is not connected to FINRA.
  • Firms should delete all emails originating from this domain name.
  • FINRA recommends that anyone who clicked on any link or image in the email should immediately notify appropriate individuals in their firm of the incident.

If you have questions about this Alert or want to speak to a lawyer at Keesal, Young & Logan, please call (800) 877-7049 or contact us at You also are invited to learn more about our Securities or Privacy practice by visiting our website, available here.

– Keesal, Young & Logan

This information has been prepared by Keesal, Young & Logan for informational purposes only and is not legal advice. Transmission of the information is not intended to create, and receipt does not constitute, an attorney-client relationship between you and Keesal, Young & Logan. You should not act upon this information without seeking professional counsel.